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Qin-Zhen Ma

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Preprint Sep 2026

Guardrailed Meta-Agent Loops: Stress-Testing Policy Pinning, Budget Bounds, and Crash Recovery

Self-improving agent workflows create an audit problem when the same controller can change both its behavior and the conditions under which that behavior is judged. We present GuardrailLoop, a simulation-based testbed that makes three operational contracts jointly testable: preservation of human-defined policy, compute accounting at every recorded execution prefix, and recovery of a specified scientific state after crashes. A hash-pinned policy fixes goals, scope, evaluation identity, budget, and release conditions; machine-directed evolution is restricted to a code-owned feature catalog and bounded knobs. The contribution is an executable boundary and an evaluation protocol that separates useful adaptation, state recovery, and repeated execution. In a paired 50-seed 2 x 2 study, round-stage growth changes target attainment by +1.00 and restricted mean compute to target by -56.97 simulated GPU-hours (95% paired-bootstrap interval [-58.91,-54.70]); idle growth has zero measured utility effect. Across 240 enumerated crash injections, all runs recover the defined outcome, but only 210 preserve the normalized trace: 30 pre-commit crashes repeat a planner call. Resource-drift, kill-switch, integrity, and output-guard matrices satisfy their specified checks. These findings show why successful outcome recovery is insufficient evidence of exactly-once execution. They establish conformance within one calibrated deterministic testbed, rather than general safety or real-world self-improvement.

Qin-Zhen Ma, Jia-Lin Wu · 0 citations

#artificial intelligence Preprint Sep 2026

When Validation Stops Learning: Auditing Update Admission for Continual Embodied Agents

Independent evaluation can reject harmful policy updates yet also prevent useful continual learning. We argue that update admission must be assessed through both error control and retained learning opportunities at a stated interaction budget. We identify a concrete failure: a range-based confidence gate cannot certify unchanged old-task behavior within otherwise substantial budgets. A standard paired-binomial construction reduces this burden when outcome disagreements are rare. We also specify certified historical-reference promotion and a round-level missed-opportunity metric. In a constructed one-step pushing diagnostic with 32 seeds, fresh paired checks admit 31.6% of a common update stream at 2,000 episodes per stage, versus zero for the range-based gate; unconditional replay nevertheless learns better in closed-loop runs. A separate learned-dynamics stress test distinguishes model bias from feedback-selection error. The contribution is an admission-audit protocol with analytical and synthetic evidence; physical-robot and VLA validation remain open.

Qin-Zhen Ma, Rui-Hai Wu · 0 citations