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#artificial intelligence Preprint Sep 2026

Authority Before Utility: Non-Compensatory Control for Persistent LLM Memory

Persistent memory creates a control problem that retrieval relevance alone does not solve: a memory can remain highly useful after an update, deletion, or revocation makes it inadmissible for the current answer. We formalize this as a separation between utility and authority. A fixed finite penalty applied to an unnorm...

W. Shu · 0 citations
#artificial intelligence Preprint Sep 2026

Governed Deduction: Policy-Grounded Premise Authorization Beyond Relevance

Reasoning systems usually treat premise use as a question of relevance: if a fact is available and useful, it may be selected for inference. Authorization imposes a different constraint: a premise may be represented and logically usable but not permitted for a particular local transition. We formalize this distinction...

W. Shu, Hsiang Lin · 0 citations
Preprint Aug 2026

Validation-Frontier Representation Selection under Constrained Observation

AI systems deployed outside clean benchmark settings often rely on observations that are incomplete, unstable, costly, or degraded by monitoring failures. This paper studies representation selection under constrained observation: choosing a state representation when raw accuracy is not the only operational criterion. W...

W. Shu · 0 citations
Preprint Aug 2026

Second-Order Policy Effects as State Transitions: A Source-Linked Benchmark for Policy Simulation

Policy evaluation often estimates direct benefits and costs while treating the institutional environment as fixed. In practice, a policy changes the system it enters: actors adapt, enforcement capacity shifts, burdens move, and new equilibria form around capture, gaming, compliance theater, irreversibility, and repair...

W. Shu · 0 citations

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