Author

Yiyan Luo

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Preprint Aug 2026

ReguSim: Evaluating LLM Agent Rule Grounding in Financial Compliance

ReguSim, a controlled financial-compliance environment, and ReguBench, a target-marked monitoring benchmark, are introduced to separate four artifacts: stated reasoning, attempted action, execution enforcement, and monitor evidence to frame financial compliance evaluation as an audit of rule-grounded actions and eviden...

Yiyan Luo, Yihang Jiang, Qijun Xie et al. · 1 citation