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artificial intelligence

4,334 papers

#artificial intelligence Preprint Aug 2026

Operational Regimes in Non-Convex Optimization: A Multiplier-Based Taxonomy

This paper introduces a structural taxonomy for constrained non-convex optimization based on the signature of Lagrange multipliers at KKT stationary points. Leveraging a unified game-theoretic interpretation of eight classical algorithm families--including block coordinate descent, ADMM, generalized Benders decomposition, successive convex approximation, interior-point methods, mirror descent, Frank-Wolfe, and Riemannian gradient descent--we show that the normalized multiplier vector carries an algorithm-independent structural fingerprint. Four scale-free shape features of this vector partition the dual space into five operational regimes: Unconstrained, Resource-Limited, Saturation, Strongly-Coupled, and Hybrid. We establish four structural theorems characterizing the partition: invariance under natural KKT symmetries, local stability under data perturbation with explicit Lipschitz margins from Robinson's strong regularity, codimension-one regime transitions, and the topological identification of the Hybrid regime as the Lebesgue-null boundary of the core regimes. A linear-time classifier is proposed with provable guarantees on correctness, iteration stabilization, sample complexity, and online tracking under data drift. Numerical experiments on 104 mixed-integer nonlinear programs and a downlink beamforming instance validate the theoretical predictions. The framework provides a foundational tool for regime-aware algorithm design and robustness analysis in non-convex optimization.

Seyed Mohsen Kazemi, Ali Movaghar, S. Hessabi · 0 citations
#artificial intelligence Preprint Aug 2026

Does Reasoning Mitigate Backdoor Attacks? A Neuro-Symbolic Perspective

Neuro-Symbolic (NeSy) AI has recently emerged as a novel paradigm to enable trustworthy AI, aiming at integrating sub-symbolic neural perception with grounded symbolic reasoning. The neuro-symbolic integration process that characterizes these models has been proven beneficial to achieve more transparent, explainable and efficient AI systems. Meanwhile, their properties under adversarial settings have been overlooked being frequently deemed robust-by-design. However, the neural-symbolic integration process they leverage constitutes an additional layer of complexity that may provide an attack entry-point. Therefore, in this paper, we claim that an in-depth investigation of the adversarial robustness of NeSy models is necessary and provide the first systematic evaluation of backdoor attacks against NeSy. To this end, we compare the most popular NeSy framework, namely DeepProbLog, against baseline neural networks across a total of eight backdoor settings and four reasoning tasks. Our experimental results show that while NeSy models are indeed more robust than their neural counterpart on average, their robustness vastly depend on the strictness of the reasoning process being enforced and its compatibility with the chosen adversarial target. The source code to reproduce our experiments is made available at https://github.com/marcoantoniocorallo/NeSy-Backdoor.

Marco Antonio Corallo, Andrea Agiollo, M. Conti et al. · 0 citations
#artificial intelligence Preprint Aug 2026

HBQ: Hierarchical Scaling Block Quantization with Hardware-Efficiency-Aware Design for Accurate LLM Inference

Block Quantization (BQ) is a promising approach for efficient deployment of large language models (LLMs), enabling low-precision computation with controlled accuracy degradation. Compared to scalar weight-only quantization (WoQ), BQ quantizes both weight and activation, offering higher hardware efficiency and end-to-end inference on a unified datapath, but its design space, spanning bit-width, block size, scaling, and numeric formats, remains underexplored. We provide hardware/benchmark results through design space exploration (DSE). We find that increasing block size improves hardware efficiency by amortizing dequantization and accumulation costs, but degrades accuracy. This trade-off limits conventional BQ methods. Motivated by this insight, we propose Hierarchical Block Quantization (HBQ). Unlike prior methods [1], [2], which use small blocks and conventional Power-of-Two (PoT) or integer-based scaling, HBQ uses large blocks to maximize efficiency and introduces low-overhead significand (SIG) scaling for second-level quantization. By allocating quantization levels effectively and accounting for distinct activation and weight distributions, SIG scaling compensates for large-block errors more effectively than prior PoT and INT schemes. HBQ-A (accurate) achieves W4A16-level accuracy using only W4A5 while requiring less silicon area than NVFP4. HBQ-E (efficient) further reduces hardware cost by 17% while maintaining higher accuracy than all existing BQ methods. We implemented a 28nm ASIC accelerator applying HBQ to weights, activations, and KV cache, and integrated a novel partial-sum BQ scheme to further reduce EMA energy. Compared to state-of-the-art WoQ, HBQ delivers $2.3\times$/$4.6\times$ higher area/energy efficiency at the same accuracy level; $1.6$--$3.3\times$ system energy reduction and $1.5$--$3.0\times$ speedup over prior BQ methods while providing best accuracy.

Chun-Ting Chen, Dongguang Han, HanGyeol Mun et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Investigating Hyperparameter Optimization and Transferability for ES-HyperNEAT: A TPE Approach

Neuroevolution of Augmenting Topologies (NEAT) and its advanced version, Evolvable-Substrate HyperNEAT (ES-HyperNEAT), have shown great potential in developing neural networks. However, their effectiveness heavily depends on the selection of hyperparameters. This study investigates the optimization of ES-HyperNEAT hyperparameters using the Tree-structured Parzen Estimator (TPE) on the MNIST classification task, exploring a search space of over 3 billion potential combinations. TPE effectively navigates this vast space, significantly outperforming random search in terms of mean, median, and best accuracy. During the validation process, the best hyperparameter configuration found by TPE achieves an accuracy of 29.00\% on MNIST, surpassing previous studies while using a smaller population size and fewer generations. The transferability of the optimized hyperparameters is explored in logic operations and Fashion-MNIST tasks, revealing successful transfer to the more complex Fashion-MNIST problem but limited to simpler logic operations. This study emphasizes a method to unlock the full potential of neuroevolutionary algorithms and provides insights into the hyperparameters' transferability across tasks of varying complexity.

Romain Claret, Michael O'Neill, Paul Cotofrei et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Capability-Gated Language Models: Security Composes, Utility Does Not

Deployed language model safeguards (safety fine-tuning, filtering, unlearning) vary by principal only outside the model weights: filters are reconfigured, tiers are multiplied, and artefacts are reissued; inside one set of weights every request meets the same model configuration. This motivates us to define capability-gated deployment: per-principal access control inside one set of weights, whose configurations form a lattice - meets accumulate a principal's restrictions and joins pool a coalition's reach. We instantiate it by sparse rank gating over an existing nested-factorisation mechanism, guide profile search with one-pass attribution, and read every result once from a pre-registered held-out split. Security composes: provably at meets under a monotone-elicitation assumption we falsify pointwise. In two lineages the median held-out meet deepens suppression; the one effect surviving correction strengthens it. Utility does not: individually harmless profiles can compose to retention and fluency damage, and no compositional bound exists.

Patrikas Vanagas, Augustas Ma\v{c}ijauskas, Laurynas Lopata · 0 citations
#artificial intelligence Preprint Aug 2026

(V)LMs generalize beyond surface co-occurrence: Evidence from cross-modal number agreement

Language models learn about grammatical number primarily from co-occurrence, and show frequency effects as a result---sometimes taken to indicate that they do not learn abstract ``rules'', and are instead dependent on specific lexical items. Testing generalization with text stimuli alone cannot settle this debate, since distributional cues (is/are, this/these) easily give number away. We instead use cross-modal generalization as a tool to investigate abstractions in LMs that can also accept visual inputs (VLMs), restricting the evidence that diagnoses number to an extra-linguistic modality. We teach VLMs pairs of new nouns by adding new embeddings and only updating them during learning, comparing conditions where number is diagnosed by visual cues alone against ones where it is disambiguated by text. Across behavior, representational dynamics, and causal mechanisms, we find non-trivial evidence for cross-modal generalization across both exposure conditions, and that linguistic vs. extra-linguistic cue conditions are treated in similar ways in the internal mechanisms of the model. This suggests that statistical learners like VLMs can generalize beyond surface-level co-occurrence and show genuine abstraction-compatible behavior.

Zach Studdiford, Kanishka Misra · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Risk-Aware Decision-Making for Autonomous Overtaking: A World Model-Based Mixture-of-Experts Framework

Autonomous highway overtaking demands foresighted decision-making to handle complex interactions, stochastic traffic evolution, and temporal risk accumulation. However, standard safe reinforcement learning approaches typically rely on implicit value-based risk estimations rather than explicit dynamics modeling, thereby struggling to accurately capture complex risk propagation over multi-step horizons. This limitation frequently results in behaviors that are locally safe but induce substantial latent risks in the long term. To address this, a World Model-based Risk-aware Mixture-of-Experts (WM-RMoE) framework is proposed. First, a learned latent dynamics model facilitates parallel multi-step rollouts, elevating safety assessment from the action level to the trajectory level via cumulative risk evaluation. Second, to enhance robustness under varying interaction intensities, a hierarchical gating mechanism dynamically coordinates experts across long-horizon, short-horizon, and rule-based safety modules. Furthermore, a Gaussian Mixture Model is integrated to preserve multimodal maneuvering branches, thereby mitigating the issue of behavioral mode averaging. Experimental results demonstrate that WM-RMoE significantly outperforms representative baselines in terms of safety compliance, decision stability, and generalization capability. Furthermore, benefiting from the risk-aware formulation, the proposed framework uniquely exhibits the ability to generate foresighted and semantically distinct overtaking maneuvers across diverse traffic densities.

Yongzhi Liu, Sunan Zhang, Jinchang Xu et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

FoldingAgent: Inferring Parametric Origami Procedures from Demonstration Videos

We present FoldingAgent, an agentic framework for inferring explicit parametric folding programs directly from origami demonstration videos. Our framework leverages the reasoning power of a pre-trained Vision-Language Model (VLM) equipped with a suite of specialized tools that enable the agent to simulate geometric transitions, verify physical plausibility, retrieve and compare visual content, and evaluate its own predictions. To translate visual content into folding programs, we define a parametric space that consists of the paper's geometry and a set of parametric folding actions. Unlike models that predict static crease patterns, our agent operates sequentially and possesses the ability to re-plan its actions, effectively mitigating the compounding errors inherent in multi-step folding. Our approach takes a step toward closing the gap between human origami knowledge, which is primarily shared through unstructured visual demonstrations, and computational methods, which typically rely on structured, parametric representations such as a crease pattern or an executable parametric plan. We evaluate our approach on PurelandFold, a newly curated benchmark of diverse Pureland origami videos with ground-truth geometry and action labels. Our results demonstrate that by combining VLM reasoning with a set of specialized tools and physical simulation, we can successfully transform unstructured visual demonstrations into executable, physically plausible folding procedures.

Maya Moriya, Sigal Raab, Yael Vinker et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Adapting Without Gradients: Affine Statistics Transport and What Its Certificate Can Tell You

Test-time adaptation (TTA) typically assumes that model parameters can be updated at inference time. This assumption is restrictive for inference-only accelerators, frozen or third-party models, and memory-constrained deployments, and standard BatchNorm-based TTA configurations may also become inactive on architectures without BatchNorm. We study adaptation when the learned model must remain frozen. We introduce CASTER, a gradient-free method that stores source class statistics in a discriminative subspace, estimates a class-shared affine transformation from target-batch moments, and analytically transports the source class distributions before classification. CASTER requires no backward pass, optimizer state, or stored source feature bank. Across four backbones and seven datasets, it outperforms k-NN on identical frozen features in 27 of 28 backbone-dataset settings while retaining a median of 18x less state. Affine transport is not always reliable. On ImageNet-C, where batches contain only 64 samples for 1000 classes, unconditional transport loses 21.2 top-1 points. We therefore introduce an empirical residual-to-margin transportability certificate. Across 307 evaluation cells, every transport losing more than 10 points has certificate value above 3.9, although benign and destructive regimes are not perfectly separated. Gating converts an average $-3.35$-point effect of unconditional transport into a +1.69-point gain, and performance remains within 0.3 points of the best threshold over a broad threshold range. Finally, we show that this certificate is mechanism-specific: when applied to Tent, it accepts only $4.3\%$ of updates and preserves 0.6% of Tent's available gain. These results position CASTER as a lightweight adaptation mechanism for frozen-model deployment, together with an explicit account of when its safety signal is informative and when it is not.

Salim Khazem, Ibrahim Mohamed Serouis · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Neurosymbolics for Data Engineering: Achieving Long Context Token Reduction Without Finetuning

Large Language Models are increasingly deployed for sophisticated data engineering tasks such as generating structured queries from natural language, Text-to-SQL, and automating complex spreadsheet operations. However, maximizing their utility demands both higher finetuning-free accuracy and solutions to the computational bottleneck imposed by the Transformer architectures inherent quadratic (On2) time complexity. This paper introduces a novel drop-in neurosymbolic layer designed to seamlessly integrate into existing LLM backbones enhancing logical reasoning and mitigating long-context resource consumption. On the reasoning front, the layer immediately and significantly improves performance yielding an average accuracy increase of 85% across rigorous benchmarks including BIRD-CRITIC and LiveSQLBench, critically achieving these gains without any task specific finetuning or RLHF. Concurrently, we repurpose this approach to address the severe computational strain of long context inference. By leveraging symbolic processing to prioritize and compress relevant contextual information the layer reduces the effective token usage by over 50% and brings the effective time complexity down from O(n2) to approximately O(n) on certain long context tasks. This dual impact approach not only makes LLMs substantially more reliable for data engineering but also drastically reduces the computational pressure on inference chips, making long context tasks more manageable and cost effective.

Vishvesh Bhat · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Counterfactual Fragility Certificates: Exposing High-Confidence Brittleness under Structured Evidence Failure

High test accuracy and good aggregate calibration do not show whether an individual prediction is structurally supported by its evidence. In tabular decision systems, failures often occur when a feature family becomes unavailable, delayed, noisy, stale, or low-trust while the model remains highly confident. Existing calibration, uncertainty, selective-prediction, explanation, and perturbation methods provide scalar scores or attribution maps, but not a recomputable audit object answering: under a declared evidence-failure protocol, what trajectory makes this prediction lose support? We introduce Counterfactual Fragility Certificates (CFC), a model-agnostic protocol-level audit certificate-not a formal robustness certificate-that maps each prediction into an ordered evidence-failure trajectory summarized by greedy flip budget, normalized margin-collapse area, degradation thresholds, and fragility dominance score. Across seven tabular benchmarks and strong linear, tree-based, boosting, and neural baselines, CFC-FDS identifies independently brittle high-confidence cases with 0.915 AUROC, improving over the strongest non-certificate score by +0.405. The advantage persists across perturbation, permutation-importance, group-SHAP, baseline-choice, seed-variance, budgeted-review, and naturalistic field-unavailability checks. Under a 20% review budget, CFC-FDS captures 88.9% of brittle high-confidence cases, compared with 31.8-37.4% for confidence and energy scores. We also evaluate fragility-aware regularization and brittleness-aware temperature correction as secondary uses. CFC provides a concrete reliability framework for exposing high-confidence brittleness missed by ordinary score-centric evaluation.

Filippo Cenacchi, Longbing Cao, Runze Yang · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Detecting Hidden Behaviors in LLMs via Activation-matched Finetuning

Large language models can hide hidden behaviors that activate only under narrow conditions, such as backdoor triggers, sleeper-agent deployment cues, sandbagging, or topic-conditioned censorship. Such behaviors are difficult to detect without prior knowledge what to look for. We present activation-matched finetuning, an unsupervised detection method that assumes no knowledge of the trigger or the target behavior. Given a suspect model and a publicly available anchor, we finetune the anchor to reproduce the suspect's activations on a small benign corpus, and score each evaluation prompt by the residual between the two models. Since no benign corpus covers the sparse trigger region, the reference learns the benign computation but not the hidden behavior. Therefore, trigger prompts -- and, crucially, their semantic neighbors -- incur a large residual that signal the presence of unusual behavior to the defender. Testing our method across third-party models and custom models, activation-matched finetuning surfaces hidden behavior reliably. Furthermore, we empirically consider a natural defense-aware attack and showcase that it fails to suppress our detection method without sacrificing the behavior itself.

Robin Haselhorst, Lucie Flek, Florian Mai · 0 citations

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