Safe Deep Reinforcement Learning for Energy-Efficient HVAC Control in Multi-Zone Residential Buildings

Abstract

HVAC systems represent a major share of building energy consumption. Traditional control strategies are limited in coordinating energy-comfort tradeoffs across multiple zones simultaneously. Reinforcement learning (RL) offers adaptive, data-driven control that optimizes performance over time. However, deploying learned neural network controllers in safety-critical building systems remains challenging due to lack of formal safety guarantees. We propose a safety-certified deep RL framework for multi-zone residential HVAC control. Proximal Policy Optimization (PPO) and Soft Actor-Critic (SAC) agents are trained in an EnergyPlus/Sinergym simulation to minimize energy consumption while maintaining thermal comfort. Post-training safety certification is performed on the PPO policy using Lipschitz-based forward invariance analysis, building on existing tools for the computation of Lipschitz constants for neural networks, to guarantee constraint satisfaction. Both agents are evaluated over an annual simulation cycle in an eight-zone variable refrigerant flow (VRF) testbed. The PPO agent achieves 67% comfort violation reduction compared to rule-based control, while the SAC agent achieves 27.6% energy savings. The PPO policy satisfies formal safety certification with a margin of 2.003°C. These results demonstrate the feasibility of combining reinforcement learning with post-training safety verification for multi-zone building control.