Coordinated Operation and Compensation Allocation for Sustainable Reservoir-System Management in the Yellow River Basin

Abstract

Sustainable reservoir-system management requires coordinated operation to balance economic benefits, sediment regulation, and ecological requirements while maintaining equitable and durable cooperation among participating reservoirs. Focusing on the Wanjiazhai, Sanmenxia, and Xiaolangdi reservoirs in the middle and lower Yellow River Basin, this study develops an integrated framework that links multi-objective reservoir operation, coordination-oriented scheme selection, and compensation allocation under representative dry, normal, and wet hydrological conditions. NSGA-II is used to identify Pareto trade-offs among sediment transport, electricity production, and ecological water-deficit control, while the coupling-coordination degree model is applied to select schemes with balanced overall performance. CRITIC-TOPSIS is then used to allocate compensation by integrating static engineering attributes with operation-induced dynamic responses. The results show that the maximum coupling-coordination degrees reach 0.81, 0.88, and 0.90 under dry, normal, and wet conditions, respectively. Compared with actual operation, the recommended schemes increase total electricity production while reflecting hydrologically dependent trade-offs in sediment transport and ecological water-deficit control. Xiaolangdi Reservoir consistently receives the largest compensation share, followed by Wanjiazhai Reservoir and Sanmenxia Reservoir, and this ranking remains consistent across alternative allocation methods. By linking operational trade-offs with reservoir-specific contributions and compensation priorities, the framework supports more adaptive and equitable joint operation and provides a quantitative decision-support approach for improving the long-term environmental, economic, and institutional sustainability of reservoir-system management in the Yellow River Basin.