Skip to content

Exchange Policy Optimization Algorithm for Semi-Infinite Safe Reinforcement Learning

Nov 2025 · arXiv.org · Vol abs/2511.04147 · 1 citation · 53 references
Computer Science

TL;DR

This paper proposes exchange policy optimization (EPO), an algorithmic framework that achieves optimal policy performance with provably bounded safety guarantees and derives an upper bound on the required number of iterations and quantifies the gap between the obtained policy and the true optimum.

Abstract

Safe reinforcement learning (RL) aims to optimize long-term performance while adhering to safety requirements. However, many practical applications involve an infinite number of constraints, forming semi-infinite safe RL (SI-safe RL). Such scenarios typically appear when safety conditions must be enforced across an entire continuous parameter space, such as ensuring adequate resource distribution at every spatial location. Existing approaches typically tackle these continuous constraints through naive spatial discretization or stochastic sampling. Such methods inherently suffer from residual violations or provide only probabilistic safety guarantees. Therefore, no current framework can handle infinitely many constraints to provide reliable safety certificates. In this paper, we propose exchange policy optimization (EPO), an algorithmic framework that achieves optimal policy performance with provably bounded safety guarantees. EPO operates by iteratively solving safe RL subproblems restricted to a finite constraint set, adaptively adjusting the active set through constraint expansion and deletion. Specifically, at each iteration, constraints violating a predefined tolerance are added to refine the policy, while those with zero Lagrange multipliers are removed after the policy update. This exchange rule limits the subproblem complexity to ensure computational tractability while driving policy convergence. Theoretically, we establish that, under mild assumptions, EPO achieves finite convergence to a policy that both ensures the optimal reward performance and keeps the global constraint violation within the prescribed tolerance. Furthermore, we derive an upper bound on the required number of iterations and quantify the gap between the obtained policy and the true optimum.

View source

Similar papers

Conference Open access Sep 2026

Persistent Safety Set Guided Offline Safe Reinforcement Learning

A framework for learning control barrier functions (CBFs) using a novel generalized Bellman operator is developed, yielding a persistent safety set from which the agent can remain safe indefinitely, and a new reward maximization algorithm is proposed that effectively exploits the learned persistent safety set for rewar...

A. Choudhury, J. Brahmanage, Akshat Kumar et al. · 0 citations
Preprint Sep 2026

SafePG: Safe and Globally Optimal Reinforcement Learning with Hard Constraints

An optimal and convergent model-free policy gradient (PG) reinforcement learning (RL) reinforcement learning framework for controlling nonlinear dynamical systems under hard safety constraints is presented and a model-free PG algorithm based on stochastic gradient ascent is developed.

Vipul K. Sharma, Wesley A. Suttle, S. Sivaranjani · 0 citations
#machine learning Preprint Sep 2026

Last-Iterate Guarantees for Online Reinforcement Learning in Structured Constrained MDPs

This work develops a general, statistically efficient framework for last-iterate convergence in structured Constrained MDPs (CMDPs), and validate the stabilising effect predicted by the theory on a synthetic linear CMDP: the regularised method exhibits stable last-iterate behaviour, whereas its unregularised counterpar...

Nam Phuong Tran, Trinh Ha Mai Huynh, T. P. Le et al. · 0 citations
Preprint Aug 2026

Boundary-Seeking Policy Gradient for Safe Reinforcement Learning

This work introduces Boundary-Seeking Policy Gradient (BSPG), a first-order method whose update combines a tangential component that improves reward while preserving cost to first order with a signed, residual-driven normal component that regulates the policy toward the active boundary from either side.

Chenhua Fan, Jiahui Zhu, Yuhang Zhang et al. · 0 citations
Preprint Sep 2026

Forward-Invariant Policy Classes for Safe Reinforcement Learning in Multicopter Control

This paper proposes a reinforcement learning (RL) framework for safe gain scheduling based on forwardinvariance-induced action-space design. Under stated nominalmodel and inversion-domain assumptions, rather than enforcing safety through runtime shielding or penalty-based constraints, safety is embedded directly into t...

Chieh-Lin Tsai, M. Zahed, Jin-Zhi Shen et al. · 0 citations
#artificial intelligence Preprint Sep 2026

Evaluation Metrics for Safe Reinforcement Learning

Evaluation metrics for safe RL are introduced that address each of these concerns and in addition allow for aggregation across tasks and safety bounds and an open-source evaluation suite to support the reliable characterization of safety in future safe RL research is provided.

Lindsay Spoor, A. Plaat, T. Moerland · 0 citations

Related blog posts

Microsoft Research Blog Oct 12, 2026

Simulating student learning for better AI tutoring

StudentSim is a research system for evaluating and improving AI tutoring tools before they are tested with learners. It models how individuals may engage with tutors, giving feedback to improve tutor performance across subjects like chess, writing, and mathematics. The post Simulating student learning for better AI tutoring appeared first on Microsoft Research.

We use cookies to run the site and, with your consent, for analytics and to show ads. See our Cookie Policy.