Skip to content
Preprint

Is Grokking a Loss of Normal Hyperbolicity of the Interpolation Manifold?

Aug 2026 · 0 citations · 16 references
Computer Science

TL;DR

A simple, optimizer-agnostic diagnostic: the smallest nonzero singular value of the residual Jacobian of the residual Jacobian, which, for the squared loss, equals the slowest normal restoring rate of the manifold.

Abstract

A recent line of work recasts the post-memorization phase of grokking as constrained optimization: once a network interpolates the training set, weight decay drives a slow drift along the zero-loss manifold toward lower norm. In the language of dynamical systems, this is a fast-slow system in which the interpolation manifold plays the role of a slow manifold. We ask a question that this framing makes natural but the existing literature does not address: is the sharp generalization transition a loss of normal hyperbolicity of that manifold: a fold- or bifurcation-like event in which a normal restoring direction goes flat? Or does the manifold stay uniformly attracting while generalization happens by smooth drift? We propose a simple, optimizer-agnostic diagnostic: the smallest nonzero singular value $\sigma_{\min}^{+}(\mathbf J)$ of the residual Jacobian, which, for the squared loss, equals the slowest normal restoring rate of the manifold. On a two-layer ReLU network trained to grok modular addition under squared loss, $\sigma_{\min}^{+}(\mathbf J)$ does not collapse at the transition; it is near zero only before memorization and attains its largest values during the transition. The result holds across five seeds, and the six smallest singular values behave identically; there is no subspace-local collapse either. This is preliminary evidence against the bifurcation hypothesis and in favor of the smooth-contraction picture. We are explicit that a single-setting, gradual-transition experiment under Adam optimizer does not prove the absence of a bifurcation; it constrains where one could hide.

View source

Similar papers

#machine learning Preprint Sep 2026

Symmetry without a manifold: intrinsic dimension on orbits

The standard geometric derivation of neural scaling exponents takes the intrinsic dimension of a data manifold as its input. On modular addition in $\mathbb{Z}_p$ that derivation has no input. The exact algebraic solution is an orbit of $\mathbb{Z}_p$ acting by isometries. Transitivity alone makes the ratio statistic u...

Chon-Fai Kam, M. Bessafi, Frédéric Cadet · 0 citations
#machine learning Preprint Oct 2026

The Birkhoff Geometry of Manifold-Constrained Hyper-Connections: Two Channels, Vertex Viscosity, and Sinkhorn as a Retraction

Hyper-connections widen the residual stream of a Transformer to $n$ parallel streams. Their manifold-constrained version (mHC) mixes the streams at each layer with a doubly stochastic matrix, which it computes by Sinkhorn normalization of exponentiated logits. We give a geometric theory of this design on the Birkhoff p...

Xiaoyu Li, Zhizhou Sha, Chi-Wun Yang · 0 citations
Preprint Oct 2026

The Geometry of Anisotropic Dilation for Optimal Regularization

A central question in data-driven inverse problems is how to construct a regularizer that adapts to the geometry of the data distribution. Recent work in optimal regularization shows that, within a broad Gibbs class, the regularizer best matched to a distribution $P$ is determined by a single, direction-dependent radia...

Carson Newman, Oscar Leong · 0 citations

Grokking through the Lens of Minimum-Norm Interpolation

A statistical theory is developed that characterizes how regularization geometry and signal sparsity govern generalization near interpolation in the prototypical setting of high-dimensional regression and identifies regimes in which sparsity-promoting regularization makes exact interpolation much more accurate than app...

Gil Kur, Ileana Rugina, C. Dominé et al. · 0 citations
#machine learning Preprint Oct 2026

The Implicit Bias of Hyperbolic Representation Learning for Multiclass Data: A Busemann Risk Perspective

We study the implicit bias of Riemannian gradient flow for hyperbolic multiclass classification with fixed class prototypes in hyperbolic space $\mathbb{H}^n$. Our framework accommodates general permutation invariant relative margin (PERM) losses, a class that includes cross entropy and other standard multiclass losses...

Xing-Run Li, Sho Kuno, Yusuke Mukuta et al. · 0 citations

We use cookies to run the site and, with your consent, for analytics and to show ads. See our Cookie Policy.