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artificial intelligence

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#artificial intelligence Preprint Open access Sep 2026

RSPO: Regularized Self-Play Alignment of Large Language Models

Self-play-based policy optimization has emerged as an effective approach for fine-tuning large language models (LLMs), formulating preference optimization as a two-player game. However, the regularization with respect to the reference policy, which is crucial for mitigating over-optimization, has been insufficiently investigated in self-play alignment. To study the impact of different regularization strategies, we propose Regularized Self-Play Policy Optimization (RSPO), a novel framework that unifies prior methods and enables simple plug-and-play regularizers, meanwhile preserving convergence to Nash equilibrium of the corresponding regularized game. We empirically show that RSPO with appropriate regularizers can substantially improve the length-controlled win rate (LCWR) on AlpacaEval-2 across a range of base models, while also achieving consistently superior performance on Arena-Hard, MT-Bench, ArmoRM, and response diversity. In particular, RSPO improves unregularized self-play baseline (SPPO) on AlpacaEval-2 LCWR from $28.5\%$ to $ 35.4\%$ with base model Mistral-7B, from $38.77\%$ to $43.66\%$ with LLaMA-8B, and from $50.54\%$ to $51.83\%$ with Gemma-2B. Combining simplicity, convergence guarantees, and significant empirical gains, RSPO offers a strong foundation for exploring regularized self-play in alignment. Code is available at https://github.com/xiaohangt/RSPO

Xiaohang Tang, Sangwoong Yoon, Seongho Son et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Understanding Deep Learning via Notions of Rank

Despite the extreme popularity of deep learning in science and industry, its formal understanding is limited. This thesis puts forth notions of rank as key for developing a theory of deep learning, focusing on the fundamental aspects of generalization and expressiveness. In particular, we establish that gradient-based training can induce an implicit regularization towards low rank for several neural network architectures, and demonstrate empirically that this phenomenon may facilitate an explanation of generalization over natural data (e.g., audio, images, and text). Then, we characterize the ability of graph neural networks to model interactions via a notion of rank, which is commonly used for quantifying entanglement in quantum physics. A central tool underlying these results is a connection between neural networks and tensor factorizations. Practical implications of our theory for designing explicit regularization schemes and data preprocessing algorithms are presented.

Noam Razin · 0 citations
#artificial intelligence Preprint Open access Sep 2026

SUB-PLAY: Adversarial Policies against Partially Observed Multi-Agent Reinforcement Learning Systems

Recent advancements in multi-agent reinforcement learning (MARL) have opened up vast application prospects, such as swarm control of drones, collaborative manipulation by robotic arms, and multi-target encirclement. However, potential security threats during the MARL deployment need more attention and thorough investigation. Recent research reveals that attackers can rapidly exploit the victim's vulnerabilities, generating adversarial policies that result in the failure of specific tasks. For instance, reducing the winning rate of a superhuman-level Go AI to around 20%. Existing studies predominantly focus on two-player competitive environments, assuming attackers possess complete global state observation. In this study, we unveil, for the first time, the capability of attackers to generate adversarial policies even when restricted to partial observations of the victims in multi-agent competitive environments. Specifically, we propose a novel black-box attack (SUB-PLAY) that incorporates the concept of constructing multiple subgames to mitigate the impact of partial observability and suggests sharing transitions among subpolicies to improve attackers' exploitative ability. Extensive evaluations demonstrate the effectiveness of SUB-PLAY under three typical partial observability limitations. Visualization results indicate that adversarial policies induce significantly different activations of the victims' policy networks. Furthermore, we evaluate three potential defenses aimed at exploring ways to mitigate security threats posed by adversarial policies, providing constructive recommendations for deploying MARL in competitive environments.

Oubo Ma, Yuwen Pu, Linkang Du et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

LLM Post-Training as Brownfield Maintenance: An Industrial Perspective on Dataware Engineering

Industrial post-training is a brownfield regime. Teams inherit a deployed checkpoint and must land targeted improvements under fixed compute and mixture budgets without regressing the rest. The maintained artifact is increasingly dataware: behavior governed by a curated post-training mixture, updated via bounded mixture patches rather than clean-slate retraining. From an industrial code-generation improvement effort, we offer a maintainer's perspective on why this work is hard in practice, distilling three recurring challenges, zero-sum mixture design, yield as the binding metric, and end-to-end integration under uncertainty, and arguing that progress depends less on one-off recipes than on an engineering discipline for programming dataware. In our case study, interventions that raised the conversion of teacher distillation into usable training data increased accepted supervision by 2.84 times while using the same solution teacher and four solution attempts per candidate problem. In our primary evaluation, the yield-engineered patch improved CodeForces pass@1 by +2.59 points (+3.11 pass@3) and held-out LiveCodeBench v6 pass@1 by +6.11 (+8.05 pass@3), all statistically significant across 16 stochastic evaluations of each benchmark from one fixed checkpoint per condition, with internal AIME and MATH regression suites within tolerance.

Gopi Krishnan Rajbahadur, Amir M. Ebrahimi, Boyuan Chen et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Learning to Evaluate Before Improving: Automatic Rubric Induction for Automatic Research Agents

Autonomous scientific research agents are increasingly applied to end-to-end scientific workflows, including literature review, data analysis, experimentation, and report generation. However, open-ended research tasks often do not clearly specify the analyses, methods, and success criteria required to complete the task. As a result, agents may miss important analyses, use inappropriate methods, or draw conclusions that are insufficiently supported by evidence. To address the problem, we present AutoSciRub, an evaluation-first framework that induces a task-specific executable rubric before research execution, and uses it to guide execution, criterion-level verification as well as iterative revision. AutoSciRub decomposes an underspecified instruction into atomic scientific goals, grounds them in relevant literature and task-visible data, and synthesizes specific, actionable, and verifiable criteria. The resulting rubric makes implicit experimental and evidential requirements explicit, providing guidance for experiments and analyses. During revision, rubric-guided verification identifies unmet criteria and enables targeted refinement of the research report and its supporting artifacts. On ResearchClawBench, AutoSciRub consistently improves all tested configurations, with an average gain of 2.08 points across three backbone LLMs under the fixed Codex harness and 2.95 points across three agent harnesses using a fixed DeepSeek-V4-Flash backbone. On a randomly sampled 20-task subset of AstaBench E2E Discovery, AutoSciRub further achieves an average improvement of 16.8 points across three agent harnesses, while maintaining or increasing the number of successfully completed tasks. These results demonstrate that evaluation-first guidance provides an effective and generalizable control mechanism for autonomous scientific research (Code: https://github.com/zjunlp/AutoSciRub).

Xuehai Wang, Haowei Qin, Tongxin Liu et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Stick to What You Know: A Study of Knowledge-Aligned Supervised Fine-Tuning

Supervised fine-tuning (SFT) trains a base language model to imitate target responses, and these targets may require knowledge the base model has not robustly internalized. We study this as a source of hallucinations and frame a group of mitigation methods as \emph{knowledge-aligned SFT}: constraining SFT training targets to the base model's parametric knowledge. Under a unified setup, we compare existing generation-based and estimation-based knowledge-alignment methods and introduce two new variants: Evidence Rewrite, which verifies base-model generations using external evidence, and Recall Rewrite, which retains claims only when they can be consistently recalled by the base model. Experiments with Qwen 3 4B and OLMo 3 7B show that knowledge-aligned SFT can reduce factual hallucinations on WildHalu and Biography while largely preserving general capabilities. Recall Rewrite yields the strongest factuality gains and improves refusal behavior on UnknownBench. It thereby confirms that SFT targets beyond the base model's knowledge drive hallucination behavior.

Arthur Becker, Jakob Kemmler, David Thulke et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

CoJEPA: Combining Contrastive Learning and JEPA for Global-Local Music Representations

Joint-Embedding Predictive Architecture (JEPA) has shown strong performance in learning rich representations through self-supervised prediction in latent space. However, it typically relies on teacher--student architecture with an EMA to stabilise training, and can tend to yield uninformative representations. Contrastive learning is stable to train and produces strong global representations, but remains limited on local tasks by the global nature of its objective. In this work, we combine both into CoJEPA: a single shared backbone jointly trained with a JEPA objective on masked sequence tokens and a contrastive objective on the class token. The contrastive gradient provides stability, removing the need for an EMA teacher entirely, while JEPA enriches the sequence tokens via local predictions that contrastive learning alone cannot provide. Crucially, no extra parameters are added to the backbone: the same model is guided towards richer representations purely through the design of its training signal. CoJEPA takes the best of both worlds, outperforming or matching both individual methods across global and local MIR tasks, with a particularly strong advantage on tonal and harmonic understanding, and without any task-specific architectural changes. CoJEPA shows that combining objectives with complementary inductive biases can substitute for scale, encouraging future work to invest in smarter training objectives over ever-larger models.

Gabriel Meseguer-Brocal, Yuexuan Kong, Romain Hennequin · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Safety Screening for Voltage Control in Active Distribution Grids via Distributionally Robust Conformal Screening

Deploying a new control policy for voltage control in active distribution grids requires evidence that physical limits will be satisfied before the policy is tested on the physical grid. This assessment is difficult for two reasons. First, simulations cannot capture every disturbance, modeling error, and device interaction present in the real grid. Second, historical measurements reflect operation under existing control policies, whereas a new policy may drive the grid into different operating conditions. To address these challenges, we propose Distributionally Robust Conformal Safety Screening (DR-CSS), a policy-agnostic framework for pre-deployment, scenario-by-scenario screening of a new control policy using historical data and a nominal simulator. For each new scenario, the simulator predicts a future voltage trajectory for the whole grid; DR-CSS then constructs a conformal safety interval around this prediction using historical simulation-to-reality errors. The interval is further enlarged to account for closed-loop changes induced by the deployment of the new policy and its interactions with the remaining controllers. To the best of our knowledge, DR-CSS is the first framework in power systems to combine historical data from an existing control policy with an imperfect simulator for pre-deployment safety screening of a new policy. Experiments on the IEEE 33-bus and IEEE 141-bus systems evaluate the deployment of learning-based voltage control policies and show that DR-CSS identifies all unsafe test scenarios. To reduce unnecessary warnings on safe scenarios, we adapt the safety intervals to different operating conditions and gradually introduce new policies with recalibration after each stage. These extensions increase the informational value of the safety screening and support safer deployment decisions in active distribution grids.

Sarra Bouchkati, Petros Ellinas, Adriana Geisler et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Conjoint Audio-to-Spikes Encoding and Processing for Efficient Neuromorphic Speech Recognition

Obtaining data from neuromorphic sensors and processing it with Spiking Neural Networks is a promising solution to lower the energy cost of artificial intelligence. The current rarity of natively neuromorphic datasets promotes the development of software tools to translate input sensory data into spikes. However, highly bio-mimetic simulators can be challenging to implement on digital hardware. In this work, we evaluate the neuromorphic encoding and subsequent classification of audio into spikes using a non-learnable, high-level, programmable encoder targeting hardware implementation on FPGA. We quantify the pipeline's efficiency with hardware-agnostic metrics based on the quantitative spiking activity. Our study focuses on the simultaneous optimisation of encoder and classifier: the first provides efficient and informative data so that the latter achieves a better performance with an overall lower energy cost at learning and inference. This work introduces the first end-to-end neuromorphic spike-encoding and evaluation of the TIMIT dataset. Our simple feedforward network reaches a classification accuracy of 99.77% on a spike-encoded Heidelberg Digits, overcoming the neuromorphic state of the art on this benchmark dataset.

Valentin M. Meunier, Am\'elie Gruel, Pierre Lewden et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

SingProbe Technical Report

Runtime guardrails are essential for reliable large language model (LLM) deployment, yet existing approaches typically rely on independent, external models that introduce additional inference cost, delayed safety signals, and a capacity mismatch with increasingly capable base models. To address these issues, we introduce SingProbe, a lightweight intrinsic runtime guard that directly reuses hidden states produced during LLM inference and operates alongside autoregressive decoding. Within a unified framework, SingProbe continuously predicts query intent, response safety, and hallucination risk at the token level with negligible additional guardrail inference overhead, offering a "free-lunch" solution. We further introduce SingStreamBench, a benchmark designed to assess whether streaming guardrails remain inactive on benign prefixes while promptly detecting emerging unsafe content. Extensive experiments show that SingProbe achieves competitive or superior performance compared with substantially larger standalone guardrails and specialized hallucination detectors, with only $\approx$2M parameters and $<0.5\%$ extra overhead. Beyond passive detection, we also show that SingProbe scores can anticipate future generation risk and guide constrained safe decoding. We further extend this paradigm to medical generation through SingProbe-Med, which selectively activates risk-directed decoding interventions only when clinically relevant risks emerge. Together, these results demonstrate that internal model representations provide an effective and efficient interface for generation-time monitoring and control.

Sing Team · 0 citations
#artificial intelligence Preprint Open access Sep 2026

An Agentic Retrobiosynthesis Framework with Learned Frontier Selection

Large language models are increasingly used as agents for multistep retrosynthesis, raising the question of how much their search policy contributes independently of the underlying reaction model. We investigate this question in a biological setting through rule-based retrobiosynthesis: a deterministic biochemical engine generates the same validated transitions for every method, searching for routes that terminate in metabolites available to an \emph{Escherichia coli} chassis, while the policy only selects which frontier molecule to expand next. Prompted and LoRA-tuned Qwen2.5-7B policies use a strict choice-only interface. The fine-tuned policy reaches $65\pm1$\% solve rate at 10 expansions on LASER versus 59\% for MCTS, and at 200 expansions reaches $78\pm1$\% versus 75\% on LASER, $88\pm3$\% versus 80\% on the RetroPath RL Golden benchmark, and $63\pm2$\% versus 45\% on the BioNavi-NP benchmark. Fine-tuning also consistently outperforms direct prompting. These results show that route-supervised frontier selection can improve budgeted search without altering biochemical generation, although performance remains dependent on frontier construction and reaction ranking.

Philippe Meyer, Guillaume Gricourt, Thomas Duigou et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Fine-Grained Multi Image Object Hallucination Benchmark

Multimodal Large Language Models (MLLMs) are increasingly deployed in multi-image scenarios requiring complex reasoning across visual contexts. However, current MLLMs remain fundamentally limited by object hallucination-generating plausible yet factually inconsistent descriptions about objects. Existing benchmarks, designed primarily for single-image settings or providing only high-level multi-image assessments, cannot systematically diagnose how visual complexity and reasoning demands trigger hallucination. To address this gap, we introduce MIOH, a fine-grained multi-image object hallucination benchmark that systematically evaluates object hallucination across four foundational tasks (existence, counting, attribute, position) through three multi-image reasoning patterns (comprehensive, comparative, selective) under three controlled adversarial pressures (visual context scale, perceptual difficulty, contextual bias). Through evaluation of 29 models, we reveal that even state-of-the-art systems like GPT-5 and Gemini-2.5-Pro exhibit distinct failure patterns across different reasoning patterns and tasks. Our evaluation reveals that hallucination stems not merely from perceptual failures but from integration-stage limitations when maintaining object representations across multiple images. MIOH provides a controlled framework for analyzing multi-image object hallucination and serves as a critical evaluation tool for developing more reliable multimodal AI systems.

Joonki Min, Chaeyun Kim, Hyungwook Choi et al. · 0 citations

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