This work presents AID-Guard, a stateful authorization-to-effect closure protocol that revalidates the approved request and provider state at commit, retains one reservation under ambiguity, and permits release or one successor only after a terminal result or certified no effect with a delivery fence.
Abstract
Tool-using AI agents turn delegated tasks into provider effects, yet authorization often ends at admission while provider state, delivery, retry, and recovery evolve. A request may change before commit, or response loss may cause a replacement to create a second effect from one approval. We present AID-Guard, a stateful authorization-to-effect closure protocol. It revalidates the approved request and provider state at commit, retains one reservation under ambiguity, and permits release or one successor only after a terminal result or certified no effect with a delivery fence. For supported provider contracts, one reservation yields at most one effect across retry and recovery. To our knowledge, it is the first evaluated agent-authorization protocol to unify these controls in one lifecycle. We implement a Python/SQLite prototype. In a declared loopback MCP domain, 13 live mutations caused no unauthorized provider effects, three concurrent histories were linearizable, and evidence bundles supported public verification and replay. All 210 Stripe provider-contract trials matched predeclared outcomes. Across Stripe and Resend, 40 terminalize-successor schedules, 30 overlapping races, and 10 crash-recovery schedules completed without duplicate effects. Under complete proposer compromise, AID-Guard blocked 44/44 attacks and admitted 44/44 matched legitimate proposals. Its strict exact-manifest profile reduced benign utility by 35.4 to 43.8 percentage points; a typed frontier recovered 9-10 completions without observed unsafe effects. A composition study blocked 20/20 post-admission lifecycle attacks and preserved 8/8 valid or exact-retry executions. The results support authorization-to-effect binding under the evaluated effect-path inventory, provider contracts, and failure schedules.
By acquiring compute, credentials, accounts, services, and other agents, autonomous AI agents can introduce new authority into a task. Payment, budget, OAuth, mandate, and fulfillment checks can validate transaction conditions without deciding whether a returned resource may become usable authority. This post-fulfillment activation gap spans tool-mediated creation, inter-agent delegation, and agentic commerce. We present AcquireBound, a provenance-bounded runtime authorization architecture. It quarantines acquired outputs, resolves their actual capabilities from authenticated provider evidence through a versioned resolver, and activates them only through a current activation transaction that checks the resolved manifest, provenance, epochs, and a downward-closed relational envelope over a typed resource-capability hypergraph. The envelope preserves correlated identity, effect, data, delegation, and graph-wide limits. Single-use effect permits are revalidated and consumed at effect linearization. Under explicit assumptions, we prove eight safety properties covering quarantine, backing, non-amplification, split non-evasion, crash/retry, refunds, epochs, and effect confinement. Across five resource classes, reference semantics accepted 20/20 benign traces and rejected 40/40 registered unsafe traces over 810 events; an independent checker agreed on 60 base and 40 refinement traces and rejected 89/89 tamper tests. Frozen Codex and Gemini Model Context Protocol (MCP) client components completed 54/54 deterministic local stdio calls. In a registered 18-case staged MCP-to-Docker composition, both benign paths completed, and none of the 16 unsafe paths added an unauthorized Docker start request. A five-source audit classified 1,248 field pairs across 32 units; no unit alone supplied a complete activation profile.
Multi-agent applications delegate work across independently operated deployers. After an incident, a verifier must answer two questions: which deployer released the reported bytes, and whether each cross-deployer edge was authorized. Credentials establish who may act, but need not bind them to later output bytes or prove both deployers authorized a dynamically created edge. We present a two-layer attestation design for dynamic delegation without a shared authority, public log, or precommitted workflow. A trusted deployer runtime signs a hash of each released output; this records released bytes but does not prevent prompt injection. Ancestry evidence records edge authorization. Under a unified threat model, we compare a signed linked list, a Merkle-chain variant, and a co-signed DAG. The primitives are standard; the contribution is deployer-side binding and the evidence needed for the two questions. After child-key compromise, the single-signer designs permit an unauthorized parent binding, whereas the co-signed DAG rejects it because the parent must authorize the edge. Fixed adversary matrices and regression tests validate the composed verifier. On an Apple M1 Pro, ancestry-only checks take 24.3-499.2us per hop. In a live local multi-service workflow, a parent discovers the child's A2A Agent Card; the child calls an MCP tool and releases local-LLM output: all 30 signed-DAG tasks passed complete verification, while a controlled child-key-only claim was rejected; its mean end-to-end latency was 813.1ms versus 770.8ms without evidence. In a complementary three-availability-zone AWS deployment, all 1,000 valid co-signed-DAG paths verified; issuance averaged 3.651ms and complete verification 5.015ms. The cloud result excludes TLS/mTLS, KMS, and model-serving latency.
Tool-using language agents can delegate and revoke permissions while acting through external services. We show that two authorization histories can have identical current permissions and identical all-pairs reachability yet require opposite decisions after the same direct-edge revocation. We formalize the information needed to preserve such distinctions as a residual authorization state. We prove that exponentially many future-distinct states can share one fixed transitive closure, and give exact or tight asymptotic bounds on the state required by an exact monitor as delegation redundancy varies. ResidualAuth compiles these constructions into paired language-agent episodes. Across four open-weight models, a fixed 256-token summary solved 0-2/16 pairs, sham reads solved 0/16, and authenticated current-query reads solved 15-16/16. In a separate held-out online-memory diagnostic, exact ledger serializations fit all 128 four-coordinate pairs at both 768 and 1,024 tokens. At either cap, factually supported model-written memories sufficient for every prespecified continuation solved at most 1/128 pairs per model. A hard gate reduced eight observed unauthorized effects to zero without changing the preceding attempts. These results distinguish required authorization state, usable decision information, online state maintenance, and effect mediation.
LLM-based agents can act on behalf of a user to access cloud services, call tools, or invoke agents. At session start, the agent's permissions are set but remain static, and each request is evaluated independently, without considering prior actions. Within its permissions, an agent may act contrary to the delegated task, combine individually permitted actions into a prohibited outcome, or delegate authority to a sub-agent without limiting it. A prompt injection poses a risk only if the agent has authority to perform such actions; this is therefore a problem of authorization architecture, not just the model. The Agentic Principal Chain (APC) tracks delegated authority from one principal to the next. APC evaluates each request against the accumulated session state using six authorization checks. APC carries forward and restricts delegated scope and budgets. Using composition closure, APC checks requests against prior actions to prevent prohibited combinations and enforces the decision outside the model. We prove Blast Radius Monotonicity and Composition Soundness for APC implementations; Composition Soundness is limited to prohibited combinations under a complete restriction set and serialized admission. We evaluated 3,154 instances including InjecAgent, AgentDojo, and ASB. Our compromised-model evaluation tests APC independently of model behavior by inserting the ground-truth attack call after the first legitimate tool call. AgentDojo exfiltration fell from 75-100% to 0% across all four domains; APC blocked all 544 InjecAgent data-stealing cases. Intent binding reduced destruction from 38.6% to 4.0% and manipulation from 90.5% to 12.1%. Authorization latency was 0.24 ms at the 99th percentile on an idle host; across 949 AgentDojo task-injection pairs, utility was 8.6 and 13.9 percentage points lower in the two settings. Implementation, evaluation tools, and data are publicly available.
Revocation completion, clean state, or operation success can leave authorized work able to cause an effect the application rejects while the provider stays within its contract. We call the absence of all such paths policy-relative effect closure, or effect closure for short. Thus, a grant is closed when its existing authorizations retain no such path, and it cannot issue any new ones. We present EFFECTBOUND, which uses an evidence-supported finite contract to decide whether an interface can truthfully report closure while required work completes. It reduces this to finite control with hidden state and returns a strategy, an impossibility certificate, or no verdict when evidence is insufficient. Machine-checked proofs establish the reduction and checker soundness; the checker derives closure results and validates certificates. Across GitHub, Kubernetes, NATS, and Kafka, closure fails in three ways: an interface lacks a needed control, clean visible state hides active work, or the model stops before the effect frontier---the last point where the effect can be prevented. The GitHub tool cannot bind a merge to the reviewed commit; a controlled run confirms that it may merge a different commit. NATS can report no stored or pending messages while dispatched work can still publish downstream. In Kafka, all fixed-set brokers had applied the revocation, yet an earlier authorized request could still append. We add a gate that blocks new use of revoked authority and delays return until earlier in-flight work completes. In a fixed-set Kafka~4.3.1 test deployment, this closes the studied synchronous, nontransactional write path without blocking unrelated requests. For a grant, authorization ends only when issuance stops and no earlier authorization can reach an effect the application rejects.
A policy algebra is proposed that defines the reliability envelope within which agent capability may be exercised and provides researchers and practitioners with formal correctness conditions, executable decision semantics, and trace evidence for building agents that are not only capable, but reliably capable.
Bhaskar Tripathi, Anurag Kumar, R. Kumar et al.· 0 citations
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