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artificial intelligence

1,190 papers

#artificial intelligence Preprint Open access Sep 2026

Preference Elicitation for Policy Optimization and Application to Aligning Heart Transplantation with Human Values

Preference elicitation is essential for aligning AI systems with human values. Prior approaches (e.g., for organ allocation) often ask stakeholders to compare the decisions of an algorithm (e.g., patient A vs. patient B). Such a decision-level approach conflates the means with the ends. Instead, we elicit preferences directly over allocation outcomes to learn a utility function for policy optimization. We construct a novel preference elicitation algorithm for linear utilities that outperforms prior techniques in practice. Our algorithm has two phases. The first phase learns cutting planes through pairwise comparisons to rapidly shrink the space of possible attribute weights and warm-starts the second phase by eliminating dominated regions. The second phase then provably converges to the user's utility function. We apply our technique to heart transplant allocation where a policy must balance competing objectives such as post-transplant outcomes, waitlist mortality, geographic ease, and equity. Using our algorithm, we conduct a user study to learn and aggregate a community-aligned utility function, and use it to optimize heart transplant policies that are significantly better aligned with human values. Compared to the hindsight optimum, the status quo policy achieves a competitive ratio of just 0.54, while our method is near-optimal with a competitive ratio of 0.95.

Itai Zilberstein, Ioannis Anagnostides, Zachary W Sollie et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

The Signal in the Noise: An Auditable Reliability Layer for Biomedical Text Classification

Biomedical NLP pipelines routinely presuppose clean input text, yet large-scale corpora assembled through automated PDF parsing harbour pervasive OCR-like artifacts, token splits and merges, hyphenation remnants, and character-level corruption, that systematically erode lexical evidence and degrade downstream classifiers. We introduce a conservative, fully auditable spell-correction reliability layer conceived as a safety-oriented preprocessing module rather than a maximal-accuracy corrector: under conditions of uncertainty, the system abstains from editing, in accordance with a medical do-no-harm philosophy. The deterministic architecture couples bounded edit-distance candidate generation with corpus-derived n-gram scoring and a suite of biomedical safety gates that protect domain-critical terminology. We evaluate the layer both intrinsically, on a manually curated benchmark of 2,104 token-level cases, and extrinsically, on a tri-class CORD-19 topic classifier (Prevention, Treatment, Epidemiology) spanning 10,000 examples under a principled four-run protocol (Clean, Noisy, Restored, Safety). Intrinsically, the layer attains 94.61% error-fix recall on synthetic errors with zero harmful edits on negative controls. Downstream, it recovers approximately 80.45% of the noise-induced macro-F1 degradation, elevating macro-F1 from 0.7654 (Noisy) to 0.7717 (Restored) while preserving near-clean performance (Safety: 0.7721). A supplementary case study on 103 real-world OCR-extracted abstracts classified with BioBERT confirms that transformer encoders appeared relatively robust to mild noise, motivating a future grey-box architecture that integrates bounded neural signals and UMLS lexicons without compromising auditability. The system is fully deterministic, artifact-driven, and designed with deployment and auditability in mind.

Moustafa Yehia Hassan, Sharon Wong, Woh Kai Xuan · 0 citations
#artificial intelligence Preprint Open access Sep 2026

A Universal Context-Reuse Layer for Cross-Model KV Sharing

Modern large language model (LLM) serving systems increasingly operate over repeated or shared context, yet each model typically performs its own prefill computation even when another model has already processed the same input. Existing KV-cache reuse mechanisms substantially reduce redundant computation within a single model, but generally assume that the producer and consumer of a cache are identical. We study \emph{cross-model KV sharing}, which translates the KV state produced by a source model into a representation that can be consumed by a different target model, including models that differ in scale, architecture, attention configuration, tokenizer, and model family. We evaluate the approach in both within-family and cross-family settings. For Qwen2.5-7B $\rightarrow$ Qwen2.5-1.5B, translated KV states improve LongBench2 accuracy from 27.59\% to 34.48\%, a gain of 6.89 percentage points over the native 1.5B baseline, while reducing handoff cost relative to native target prefill. For the cross-family Qwen2.5-1.5B $\rightarrow$ Gemma-2-2B setting, KV handoff reduces target-side prefill cost by up to 67.05\% at 4K context length while maintaining decoding perplexity close to native-model baselines. In a more heterogeneous Llama3.1-70B $\rightarrow$ Qwen2.5-7B setting, cross-family handoff achieves 44.0\% accuracy compared with 45.7\% for native Qwen2.5-7B inference, while reducing measured latency from 899ms to 138ms. These results provide initial evidence that KV states can serve as transferable computational representations rather than strictly model-local caches, and motivate \emph{context mobility} as a systems abstraction for reducing redundant prefill across heterogeneous LLM and multi-agent inference workflows.

Yi Li, Dongming Jiang, Yi Zhao et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Towards Stream Learning on Embedded Systems: Benchmarking the Memory Consumption of Stream Learning Methods

Stream learning is commonly evaluated through predictive performance and adaptation to concept drift. However, sustained operation of a stream learner also requires predictable and bounded resource usage even on long streams. This requirement becomes even more critical when learning moves from servers to near-sensor embedded systems where memory and processing are scarce resources. In state-of-the-art stream learning, however, we perceive a strong focus on concept drift adaptation, whereas resource usage is often an evaluation byproduct. To close this gap, we benchmark seven representative stream classifiers on 13 real and synthetic streams under model-size budgets from 128\,KiB to approximately 8\,MiB. Our benchmark comprises a total of 6,463 experiments. We measure failure-aware accuracy, peak model size, time to budget exhaustion, and prediction-plus-update latency. The results reveal two distinct resource failure modes. Adaptive ensembles can exceed small budgets almost immediately because of their initial footprint, even when their size remains stable thereafter. Incremental trees can fit initially but grow throughout a long stream, with HoeffdingTrees (HT) and Extremely Fast Decision Trees (EFDT) increasing by median factors of 7.37 and 5.87. Explicitly compact methods remain the only viable option under the smallest budgets, but are usually overtaken as larger budgets make adaptive ensembles competitive. Hence, many state-of-the-art methods are only partially applicable in embedded systems or for long-running systems. We therefore call on the stream-learning community to make bounded resource usage a first-class design objective alongside drift adaptation, and propose concrete steps toward this goal, including an API through which stream learners can explicitly expose and respect resource budgets.

Sebastian Buschj\"ager, Nuwan Gunasekara, Heitor Murilo Gomes · 0 citations
#artificial intelligence Preprint Open access Sep 2026

BAITBENCH: Measuring Agent Reward Hacking with Optional Shortcuts Planted in ML Tasks

LLM agents are increasingly used to run autonomous ML experiments, iterating on target metrics with little human oversight. Prior work has documented reward hacking in these environments, bringing into question the validity of produced research and the broader safety case for AI R&D. Existing benchmarks do not measure exploits that live in the data or the modeling task itself. We introduce BAITBENCH, a suite of three synthetic tabular ML tasks that each contain a shortcut that allows agents to inflate the public test score but fail on a hidden test set. Since the shortcut is optional and using it breaks no stated rule, BAITBENCH measures how often models exploit the shortcut to achieve inflated scores. Across seven frontier agents scored by our two-stage judge pipeline, 57.1% of runs exhibit reward hacking, with five of seven above 50%. Agents cheat even under a second condition where they are prompted not to -the mean cheating rate remains above 50%. We release BAITBENCH, along with the judge implementation, and an annotated dataset of transcripts containing reward hacks as a testbed for evaluating reward-hacking mitigations head-to-head.

Pradyumna Shyama Prasad, Meiri Anto, Leon Eshuijs et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Learning Dynamics of Logits Debiasing for Long-Tailed Semi-Supervised Learning

Long-tailed distributions are prevalent in real-world semi-supervised learning (SSL), where pseudo-labels tend to favor majority classes, leading to degraded generalization. While many long-tailed semi-supervised learning (LTSSL) methods have been proposed, the mechanisms by which they implicitly debias logits remain poorly understood. In this work, we revisit LTSSL through the lens of learning dynamics and provide a theoretical characterization of logits debiasing. Specifically, we derive a step-wise decomposition of the logits updates, showing that predictions are dominated by class-imbalance bias that reliably reflects label priors. To expose this effect, we use the logits of a task-irrelevant baseline image as an indicator of accumulated bias and prove that they converge to the class prior. This provides a unified view where LTSSL remedies such as logit adjustment, reweighting, and resampling correspond to reshaping gradient dynamics. Based on this insight, we propose DyTrim, a principle-based dynamic pruning framework that reallocates gradient budget through class-aware pruning on labeled data and confidence-based soft pruning on unlabeled data. We provide theoretical guarantees that DyTrim reduces class bias and improves generalization. Extensive experiments on standard LTSSL benchmarks show consistent gains across architectures and methods. Code available at: https://jiajun0425.github.io/DyTrim

Yue Cheng, Jiajun Zhang, Xiaohui Gao et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Learning Materials Properties from Scarce Labels and Unlabeled Crystals

Learning materials properties from scarce labels and unlabeled crystals is a central challenge for data-driven materials discovery. We present SemiMat, a controlled benchmark for semi-supervised materials property regression, and MatRank, a reliability-weighted objective for continuous pseudo-label uncertainty. SemiMat fixes labeled and unlabeled crystal inputs, graph-backbone interfaces, validation-only checkpoint selection, held-out test reporting, normalized MAE (NMAE), and method-rank summaries across six scarce-label tasks, four graph backbones, and five predefined split runs. MatRank builds pseudo-targets from labeled anchors, weights them by local reliability and weak-prediction agreement, trains weak and strong graph views consistently, and adds ranking signals so that unlabeled crystals shape both values and candidate order. Across the retained 24 backbone-task blocks, one fixed MatRank objective gives the lowest aggregate held-out test NMAE (0.896) and best average method rank (2.208). The component, OOD, and generated-pool diagnostics identify where the gain is reliable and where further screening evaluation remains necessary. Code is available at https://github.com/littlepeachs/SemiMat.

Wentao Li, Yizhe Chen, Jiangjie Qiu et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

CoMPASS: Collaborative Molecular Property Prediction via Adaptive Small-Large Model Synergy

Accurate molecular property prediction requires both statistical reliability and chemical reasoning. Graph neural networks can be calibrated directly on labeled assays but remain limited by the coverage of their training data. Large language models (LLMs) can compare molecular evidence and articulate chemical rationales, yet are unreliable as standalone quantitative predictors. The central challenge is therefore to determine when an LLM should influence a calibrated model and by how much. Here we present CoMPASS, a retrieval-calibrated framework for small-large model collaboration. CoMPASS retains a graph attention network (GAT) as the predictive anchor, retrieves locally relevant training molecules, provides attention-grounded evidence to an LLM, and converts its proposal into a bounded correction through an agreement-aware gate. Across six classification and two regression benchmarks, CoMPASS improves the GAT anchor in regions of correctable uncertainty while limiting LLM intervention in high-confidence regimes. Ablations show that the gains arise from validation-calibrated retrieval and bounded fusion rather than prompting alone. These results suggest that generative reasoning should augment calibrated prediction through evidence-grounded, controlled corrections rather than direct output replacement. Code is available at https://github.com/littlepeachs/CoMPASS.

Wentao Li, Jiangjie Qiu, Yijun Li et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Collapsibility of Performance Metrics in Clinical Predictive AI

Background: Population level assessments of predictive artificial intelligence (AI) can conceal performance disparities across subgroups. Fairness evaluations commonly rely on performance analyses across subgroups. However, some performance metrics are non-collapsible, meaning that the overall population performance value does not equal the weighted average of subgroup specific values. Objective: To examine the collapsibility properties of commonly reported performance metrics in predictive AI, with a focus on the area under the receiver operating characteristic curve (AUC, also known as c-statistic). Methods: We investigate the collapsibility of 15 performance metrics, either by expressing each metric as a linear combination of its stratum specific values or, where non-collapsible, by providing a counterexample inspired by Simpson's paradox as a formal disproof. Results: Five performance metrics (AUC, calibration intercept, calibration slope, expected calibration error, and Nagelkerke R^2) are shown to be non-collapsible, and ten (O:E ratio, logloss, Brier score, accuracy, F1-score, true positive rate, true negative rate, positive predictive value, negative predictive value, and net benefit) are shown to be collapsible. The AUC is shown to be non-collapsible because it decomposes into within- and cross-group AUC terms when subpopulations coexist, such that its overall value may fall outside the range of subgroup specific AUCs. Conclusions: Non-collapsibility of performance metrics has important consequences for reporting, model appraisal, and fairness evaluation. It can generate spurious differences between subgroup and overall performance, which may mislead fairness evaluations. Explicitly acknowledging and reporting the collapsibility properties of performance metrics improves both the interpretability and transparency of fairness assessments.

Jo\~ao Matos, Ben Van Calster, Richard D. Riley et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Q-Strata: Hierarchical Bit Allocation for Mixed-Precision Quantization of Mixture-of-Experts LLMs

Mixed-precision quantization (MPQ) assigns a different bitwidth to each linear layer of a large language model (LLM) to minimize the quantization-induced quality loss under a fixed budget, but Mixture-of-Experts (MoE) models contain these layers in every expert of every MoE block, so the allocation space grows far larger than in a dense model. Existing methods either allocate within each block under a uniform per-block budget, or allocate across blocks through an additive proxy, and neither directly optimizes a model-level objective over the choices that couple the blocks. We propose Q-Strata, a bi-level allocator that ranks within-block assignments with a cheap proxy and allocates across blocks with a model-level objective evaluated on the assembled quantized model. Its inner stage caches a Pareto frontier of candidates per block over finely spaced budgets, leaving the outer stage to set one budget per block instead of a bitwidth for every linear layer. With the search reduced to one budget per block, the outer stage optimizes this model-level objective directly, capturing the inter-block coupling that additive proxies miss. On Mixtral-8x7B-Instruct, Qwen1.5-MoE-A2.7B, and DeepSeek-V2-Lite, Q-Strata consistently achieves lower WikiText2 perplexity than uniform-bitwidth GPTQ and the state-of-the-art MoE MPQ methods MxMoE and GEMQ in the low-bit regime. The code is available at https://github.com/snu-mllab/Q-Strata/tree/main.

Deokjae Lee, Sihun Chu, Hyun Oh Song · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Trajectory-Initialized Neural Double Q-Routing for Large-Scale Overhead Hoist Transport Systems

Large-scale industrial robot fleets share constrained physical infrastructure, making vehicle travel times dependent on safety separation, intersection access, downstream blocking, and station contention. We study this problem in overhead hoist transport (OHT) systems, a representative ceiling-mounted material-handling system used in semiconductor fabs. Static shortest-path routing cannot account for these time-varying traffic costs, whereas tabular Q-routing adapts online but learns each destination--node--action value independently, limiting information sharing across sparsely visited routing contexts and making startup behavior sensitive to inaccurate value estimates. We propose Neural Double Q-routing, which replaces destination-indexed tables with a shared state--action value network. The network is warm-started through return-to-go regression on mixed simulator-generated routing trajectories and then refined online using Double-Q updates, local congestion correction, and event-stratified structured replay. Across nine matched fleet-size--arrival-rate settings with 100, 150, and 200 OHTs, the proposed framework reduces mean completion time relative to tabular Double Q-routing by $0.8\%$--$8.8\%$. It achieves the lowest mean completion time among all compared methods in the six 150- and 200-OHT settings, whereas Dijkstra remains best in the three 100-OHT settings. Completed-task counts remain within $1\%$ of tabular Double Q-routing in eight of nine settings, and 95th-percentile completion time decreases in eight settings. In two matched startup scenarios, offline initialization increases the number of completed tasks by up to $23\%$ and reduces tail completion time by up to $15\%$.

Cheng Gu, Qiusheng Zhao, Anbang Liu et al. · 0 citations
#artificial intelligence Preprint Open access Sep 2026

Tensor Methods for Language Models: From Token Representation to Training, Adaptation, Inference, Compression, and Interpretability

Large language models (LLMs) are built from structured high-dimensional objects such as token representations, weights, adaptation updates, caches, and activations, whose multilinear structure is underexploited by the conventional matrix-centric view. Tensor decompositions and tensor networks provide a principled algebraic language for this structure, yet the literature often treats them as isolated compression mechanisms. This survey organizes tensor methods for LLMs through two complementary views: a seven-stage lifecycle taxonomy covering tokenization, embeddings, pre-training, adaptation, compression, inference, and interpretability, and a component view covering embeddings, attention, and feed-forward networks. We provide unified notation and theoretical foundations, analyze tensorization strategies for individual Transformer components, and compare methods at each lifecycle stage while making differences in evaluation protocols and model scales explicit. We further connect tensor methods to neighboring efficiency techniques and probabilistic tensor networks. Finally, we synthesize open challenges and introduce $\rho_{\rm gap}$, a metric for the compression-realization gap between theoretical memory reduction and measured system-level speedup. By treating tensorization as a common structural principle, the survey provides a structured entry point to tensorized language models and clarifies when parameter savings can plausibly translate into memory efficiency, computational efficiency, or interpretability. The GitHub page dedicated to this paper is accessible at \href{https://github.com/ma-tt-a/awesome-tensor-methods-for-llms}{this https URL}.

Matvei Tarasov, Salman Ahmadi-Asl, Andre L. F. de Almeida et al. · 0 citations

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